Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Justin David Strunk | 6648483 | 1 | 12/02/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jacquelyn Rene Metcalfe | 6274782 | 1 | 12/02/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Garry Bertrand | 4195721 | 2 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald David Sulhoff | 6829086 | 4 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tawn Loretta Bullock | 6780768 | 2 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nailah Generette | 2974674 | 1 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Darius Harrison | 6601351 | 1 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paula M Parrish | 2188700 | 1 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marquis D Springer | 6265595 | 1 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bryant K Scott | 2565644 | 3 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |