Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mohamed Shawky | 7177933 | 1 | 12/05/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brenda Rose Aslyn | 2855617 | 5 | 12/05/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dwayne Epplin | 6340740 | 1 | 12/05/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maureen Karen Kattermann | 4249016 | 2 | 12/05/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maureen Karen Kattermann | 4249016 | 2 | 12/05/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Harry Albers | 2325 | 12 | 12/05/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Sargent Brettner | 1256267 | 5 | 12/05/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bradford Miles Kimball | 1363609 | 1 | 12/05/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eliezer B Lopez | 3228617 | 1 | 12/05/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Janice Wethington McGraw | 1574377 | 3 | 12/05/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |