Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wayne Allen Piper | 5859355 | 3 | 12/09/2014 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Todd Rowe Zaeske | 2764895 | 2 | 12/09/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Evelyn Rose Koran | 4441352 | 2 | 12/09/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Letitia Ann Wold | 3226533 | 1 | 12/09/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Monica Elena Zamfir | 5414679 | 1 | 12/09/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Byron Hamm | 2544286 | 2 | 12/09/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benny Anders Nordahl | 6393388 | 3 | 12/09/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sheldon Hughes Reid | 1199417 | 9 | 12/09/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erick Barone | 5631458 | 1 | 12/08/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ashton Scott Lichlyter | 6560961 | 2 | 12/08/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |