Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carol L Hanlon Steets | 1125798 | 1 | 12/15/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Lee Ingersoll | 1544459 | 1 | 12/15/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Edward Ryan | 1246212 | 2 | 12/13/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Edward Ryan | 1246212 | 2 | 12/13/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rebecca S Foster | 2312576 | 2 | 12/12/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Manuel Rosas Chavez | 5807410 | 1 | 12/12/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yeghishe Ayvazyan | 4602218 | 4 | 12/12/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Caleeb C Brewley | 7035521 | 2 | 12/12/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marjorie Loretta Reid | 2296644 | 2 | 12/12/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Kendric Jenney | 5969994 | 1 | 12/11/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |