Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Janine M Millensifer | 5720645 | 2 | 12/16/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bernard Lutrell Strong | 1882501 | 3 | 12/16/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erin Marie Brown-Eizensmits | 6745934 | 1 | 12/15/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Terrence John Schmidt | 2367962 | 7 | 12/15/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dawnalee Grey | 5090502 | 8 | 12/15/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Julie Marie Winters | 5593065 | 3 | 12/15/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Travis Snelling | 2765986 | 6 | 12/15/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Kent Ossman | 2503109 | 5 | 12/15/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nesreen N Shteiwi | 6580158 | 1 | 12/15/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vicki Enid Troia | 1675410 | 1 | 12/15/2014 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |