Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Audra Kearney Higgins | 5654262 | 2 | 12/19/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Henry Hyun Choi | 6723549 | 3 | 12/19/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Olsen | 6945038 | 1 | 12/19/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle Lynn Tolmoff | 4886597 | 1 | 12/19/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kyle B Eager | 6244494 | 2 | 12/19/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Anthony Hawk | 3263646 | 1 | 12/19/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Gerad Mason | 5619308 | 1 | 12/19/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Calvin Reed | 721781 | 3 | 12/19/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wendy Lynn Nicholsen | 4180791 | 9 | 12/19/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Randell Edward Olmstead | 6361059 | 1 | 12/19/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |