Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nigel Rohan Perryman | 5924631 | 2 | 12/22/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Michael Laders | 1014217 | 1 | 12/22/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Perry Miller | 1652681 | 1 | 12/22/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle R Kindrell | 6755230 | 1 | 12/21/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Victoria M Knowles | 6342613 | 1 | 12/20/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jorge Alfredo Amy | 4072230 | 2 | 12/20/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mary Casanave Sheridan | 6312311 | 3 | 12/20/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mary Casanave Sheridan | 6312311 | 3 | 12/20/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jessie Marie McCollough | 7011992 | 1 | 12/20/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Myra Elizabeth Howard | 5901856 | 1 | 12/20/2014 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |