Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Humbert Anthony Michini | 1440111 | 2 | 12/23/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Renard Wilson | 4533681 | 5 | 12/23/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mia Angelette Owen | 5813467 | 4 | 12/23/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Henry Jefferson Sanders | 1529049 | 3 | 12/23/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Calvin Gillelen | 1868626 | 7 | 12/23/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Christopher Mills | 4037700 | 5 | 12/23/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shelby Eley Chambers | 5205629 | 1 | 12/22/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jarrett Andrew Krienes | 2812284 | 1 | 12/22/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yolanda Marisa Plaza-Charres | 4024797 | 1 | 12/22/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Glenn Cabral | 6551523 | 4 | 12/22/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |