Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Frederick Homsher | 1999370 | 3 | 12/25/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lisa Ann Manzolillo | 4282709 | 1 | 12/24/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aaron Grady Lawson | 6312795 | 1 | 12/24/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laquela S Barnett | 6283189 | 1 | 12/24/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Gordon Spradlin | 1049546 | 3 | 12/24/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Frederick Homsher | 1999370 | 3 | 12/24/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carole Ann Lane | 2428784 | 1 | 12/23/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David S Pieronowski | 5793530 | 3 | 12/23/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph van Deusen | 6128471 | 5 | 12/23/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Luann Gingerich Stampfler | 5037501 | 2 | 12/23/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |