Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael David Kaplan | 5953575 | 1 | 12/29/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark A Hershenson | 2252399 | 1 | 12/29/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Edward Townsend | 4538378 | 2 | 12/29/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Edward Townsend | 4538378 | 2 | 12/29/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony J Pochowski | 5125189 | 6 | 12/29/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Edward Schobert | 3067577 | 3 | 12/29/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeremy Joseph Tharp | 3126842 | 1 | 12/28/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeremy Paul Kelley | 6198241 | 14 | 12/26/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Allen Zehren | 6043938 | 2 | 12/26/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Leo Williams | 1252092 | 2 | 12/26/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |