Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ho Young Lee | 6711825 | 1 | 12/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce A Garber | 1832786 | 2 | 12/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael George Matus | 2984231 | 2 | 12/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles W Campbell | 2230360 | 1 | 12/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen William Guercio | 1523331 | 8 | 12/29/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alberto Magliozzi | 4774879 | 2 | 12/29/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Michael Guerriero | 1810237 | 1 | 12/29/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Billy Joe Johnson | 259028 | 1 | 12/29/2014 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Daniel Jon Quinn | 3213669 | 2 | 12/29/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Jon Quinn | 3213669 | 2 | 12/29/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |