Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Won Doo Kim | 4299456 | 1 | 12/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Erwin Flewelling | 2278947 | 2 | 12/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Erwin Flewelling | 2278947 | 2 | 12/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Bruce Baird | 2217138 | 10 | 12/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marc Ressel Mullaney | 6079849 | 1 | 12/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William R Kimlingen | 1417322 | 7 | 12/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Edward Niblo | 1582279 | 1 | 12/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Linda MacHelle Hinton | 4404949 | 5 | 12/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sheila Renee Quattlander | 3202935 | 1 | 12/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kostas Nickolas Mattis | 5399132 | 3 | 12/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |