Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Charles Pirk | 4412881 | 3 | 12/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eugene Edward Brucker | 4864832 | 3 | 12/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Donna Mandel | 1017067 | 2 | 12/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tania R Banach | 6915066 | 3 | 12/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Debra Herrlinger | 2090573 | 3 | 12/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christian Michael Vitone | 4180338 | 1 | 12/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeremy Paul Kelley | 6198241 | 14 | 12/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Arthur Veach | 7205279 | 1 | 12/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Johnnie Lanier Daniels | 4230149 | 2 | 12/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Seth Andrew Myers | 6682037 | 1 | 12/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |