Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sharon Ann Kaylor | 2508459 | 3 | 01/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| George William Gowdey | 1026640 | 4 | 01/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Logan | 3089827 | 1 | 01/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Giancarlo Edoardo Simonetti | 4941326 | 1 | 01/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jose M Borro | 6010700 | 2 | 01/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Leonard Pavia | 5840146 | 1 | 01/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edson Arroyo | 6431945 | 3 | 01/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sean Thomas Doucette | 4700517 | 1 | 01/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Janasha Bradford | 7073075 | 3 | 01/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher James Wigand | 1199845 | 2 | 01/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |