Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jack Robert Madryga | 5879242 | 1 | 01/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Michael Lochner | 6154212 | 1 | 01/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Jason Sanford | 6272145 | 3 | 01/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Uros Ceglaj | 6450284 | 2 | 01/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Randi N Howard | 6041365 | 3 | 01/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Joseph Kohn | 6594975 | 1 | 01/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Dawn Levesque | 5338873 | 1 | 01/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erin M Cottom | 2749509 | 2 | 01/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erin M Cottom | 2749509 | 2 | 01/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Alan Corley | 2694879 | 14 | 01/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |