Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Robert Valeri | 6235976 | 1 | 01/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alan Alaeddin Fatemi | 4935681 | 3 | 01/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lawanda Thomas | 6641959 | 3 | 01/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Howard Fuchs | 5574526 | 6 | 01/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Francis Stewart | 2634424 | 1 | 01/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Braden van Pelt | 6475491 | 3 | 01/04/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Megan E Allen | 5702417 | 5 | 01/04/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Charles Dexter | 2980270 | 2 | 01/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Joseph Nixon | 4021958 | 1 | 01/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dar'Shun Kendrick | 7193979 | 1 | 01/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |