Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bart C Singleton | 5855774 | 1 | 01/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alan Alaeddin Fatemi | 4935681 | 3 | 01/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lauren Renee Presley | 6333311 | 1 | 01/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert M Rose | 1405827 | 4 | 01/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mitch Lee Whitenack | 4794021 | 3 | 01/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Janine Giordano | 4892568 | 2 | 01/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nina Vladimirovna Marchenko | 7476511 | 1 | 01/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven W Barrett | 4588162 | 1 | 01/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Michael Forde | 2456339 | 1 | 01/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Oren Yaccobe | 5913397 | 1 | 01/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |