Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Randy G Kolenda | 5954354 | 2 | 01/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carla Jones | 5367415 | 7 | 01/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Isaac Kim | 5411953 | 1 | 01/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Clough | 7327400 | 1 | 01/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deborah Sue Kober | 2552947 | 1 | 01/07/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Scott Howard Fuog | 2821882 | 4 | 01/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rose M Dreiling | 2559463 | 2 | 01/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Howard Fuchs | 5574526 | 6 | 01/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Stone Rowett | 5968689 | 1 | 01/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jacqueline Tucker | 1703595 | 2 | 01/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |