Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Howard Fuchs | 5574526 | 6 | 01/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas George Ventura | 5265460 | 1 | 01/08/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patricia Valenzuela | 2466796 | 7 | 01/08/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Julio Enrique Roque | 4368837 | 2 | 01/08/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark R Wilhelm | 1371307 | 1 | 01/08/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Francis Shuster | 6577446 | 2 | 01/08/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Angela Hall | 6055790 | 1 | 01/08/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gina Greco-Vagnino | 7003019 | 2 | 01/08/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey J Klunke | 7050964 | 1 | 01/08/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jaime Smith | 6043323 | 2 | 01/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |