Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shirley Ann Adams | 2061413 | 1 | 01/13/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jeffery Glen Byers | 1530369 | 1 | 01/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Randy G Kolenda | 5954354 | 2 | 01/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Frank James McGovern | 1252899 | 2 | 01/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sebastian Ramos | 5390647 | 2 | 01/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sebastian Ramos | 5390647 | 2 | 01/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alana Rose McMillan | 2740792 | 4 | 01/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Annmarie Becci | 2889517 | 5 | 01/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeremy Jenkins | 5630731 | 3 | 01/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chan Keun Rhee | 4429074 | 2 | 01/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |