Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James D King | 5531079 | 1 | 01/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dane E Johnson | 5670819 | 4 | 01/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle Lee Nyman | 4545761 | 8 | 01/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeremy Joe Walker | 5527474 | 2 | 01/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cheryl Dawn Hurne | 2859612 | 1 | 01/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Signe Marie Nelson-Combs | 5834293 | 2 | 01/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carrie Marie Smith | 6432122 | 3 | 01/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carrie Marie Smith | 6432122 | 3 | 01/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carrie Marie Smith | 6432122 | 3 | 01/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Scott Zickau | 2760534 | 1 | 01/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |