Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Stevan Rose | 817872 | 1 | 01/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Court Edward Loomis | 7275185 | 1 | 01/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gurdeep Singh | 2468279 | 1 | 01/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Paul Sciortino | 2425629 | 6 | 01/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Abel Viteri | 6635872 | 5 | 01/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Presley Austin Carter | 841616 | 3 | 01/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Donna Jean Tyus | 1102689 | 1 | 01/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Linda Sue Langley | 1377129 | 1 | 01/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kim Mari Alexander | 1897163 | 1 | 01/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sharon Kay Viglasky | 2118943 | 2 | 01/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |