Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Luis Alfredo Martinez | 4348125 | 1 | 01/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tyler Paul Sutherland | 6699752 | 4 | 01/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tyler Paul Sutherland | 6699752 | 4 | 01/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lori R Tipple | 7724644 | 1 | 01/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jose Emmanuel Carrillo | 6364303 | 1 | 01/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Crystaline Marie Haley | 6339517 | 1 | 01/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lawrence Michael Nalls | 2622473 | 1 | 01/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Baldwin Delguercio | 2639851 | 15 | 01/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Allen Jesonowski | 2645904 | 3 | 01/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Allen Jesonowski | 2645904 | 3 | 01/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |