Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Reagan Edwin Tucker | 5749076 | 1 | 01/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth M Breeden | 5996473 | 1 | 01/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brett Andrew Peterson | 6272522 | 2 | 01/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeremy Joe Walker | 5527474 | 2 | 01/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Eugene Crider | 3009424 | 7 | 01/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ben V Duronio | 6030782 | 1 | 01/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Crystal W van Lenten | 6144970 | 1 | 01/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Howard Fuchs | 5574526 | 6 | 01/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Elza Prince | 2132868 | 2 | 01/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carmen Francine Prince | 2236099 | 4 | 01/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |