Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Elise Merle Stern | 1106918 | 1 | 01/21/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cristina M Palacios | 2025997 | 1 | 01/21/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Lynn Owens | 6447116 | 1 | 01/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Allan Zydlo | 2111779 | 3 | 01/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Allan Zydlo | 2111779 | 3 | 01/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Reid Anthony Luna | 5811518 | 1 | 01/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melanie Skroski | 6468201 | 3 | 01/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ifeanyi Ezenduka | 6424326 | 3 | 01/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hailey Denise Green | 6460066 | 1 | 01/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marlon Alejandro Tenorio | 6819649 | 1 | 01/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |