Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Johnson George Andrews | 4248869 | 2 | 01/22/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Roscoe Durkee | 4097796 | 3 | 01/22/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Michael Flowers | 5960531 | 1 | 01/22/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Brian Pereira | 4315596 | 1 | 01/22/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benny Anders Nordahl | 6393388 | 3 | 01/22/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael John Cooley | 7078892 | 1 | 01/22/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sherry Lynn Meier | 2177643 | 16 | 01/22/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Stacie E Lambert-Snooks | 5416939 | 1 | 01/21/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nimisha Gohil | 5966384 | 2 | 01/21/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Marie Eagan | 6016185 | 2 | 01/21/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |