Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Lynn Troutman | 5829218 | 2 | 01/27/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Dawnalee Grey | 5090502 | 8 | 01/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christi Lynn Barnes | 2341473 | 3 | 01/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Lee Ridilla | 6942396 | 1 | 01/25/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce Edmund Hutchins | 3010942 | 2 | 01/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert D Assaf | 2205170 | 5 | 01/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brent William Braaksma | 4598650 | 3 | 01/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Marie Eagan | 6016185 | 2 | 01/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carla McGowin Caldwell | 2190016 | 2 | 01/23/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Joyce A Combs | 4151299 | 3 | 01/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |