Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Hector Millan-Alvarado | 6803533 | 4 | 01/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Laurence Maness | 6987289 | 1 | 01/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Barry Mitchell Garner | 1869698 | 1 | 01/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kim Millman | 2103467 | 12 | 01/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Kenneth Richey | 2278343 | 2 | 01/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wendy Taylor | 6411742 | 1 | 01/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William D Tsoulos | 5226586 | 1 | 01/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Koifman | 2916581 | 1 | 01/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sheri Michelle Conerly-Davis | 2672925 | 3 | 01/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Allan Brownstein | 2572525 | 8 | 01/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |