Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rose Barbara Yuster | 1492522 | 11 | 01/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Samuel Albert Annitto | 822704 | 5 | 01/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Philip Arthur Toalston | 7248438 | 1 | 01/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert A Setzer | 5549197 | 2 | 01/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jane Louise Olson | 2307250 | 2 | 01/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jane Louise Olson | 2307250 | 2 | 01/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maria Elena Castro-Alessandri | 2765373 | 2 | 01/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leslie Wellington Donaldson | 2862706 | 1 | 01/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Jeffrey Hagen | 4439209 | 2 | 01/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Abel Viteri | 6635872 | 5 | 01/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |