Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Victor Nelson Lee | 1157658 | 2 | 02/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chris Andrew Perez | 5905654 | 5 | 02/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Alejandro Santos | 6381514 | 1 | 01/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Alejandro Namnun | 6225225 | 3 | 01/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Alejandro Namnun | 6225225 | 3 | 01/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Neil Jay Blitz | 2854959 | 4 | 01/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Neil Jay Blitz | 2854959 | 4 | 01/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Abed-Rabboh | 5297105 | 5 | 01/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce O Dye | 3014341 | 2 | 01/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marco Meriwether Giglio | 2233458 | 1 | 01/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |