Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Biggs | 5477936 | 5 | 02/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Denise Rae Waddell | 1024859 | 3 | 02/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Denise Rae Waddell | 1024859 | 3 | 02/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Zarling | 6128961 | 2 | 02/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Lapinski | 6993179 | 2 | 02/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon Paul Stymiest | 5020924 | 8 | 02/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon Paul Stymiest | 5020924 | 8 | 02/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lewis Bjorn Bordoley | 5437098 | 2 | 02/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Holden Mosley | 7235904 | 1 | 02/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Montrell M Moore | 6614229 | 6 | 02/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |