Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dustin Duin | 6366255 | 2 | 02/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Robert Artime | 6609037 | 1 | 02/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Zachary Austin Ohl | 5999060 | 1 | 02/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tyler S Cales | 6199940 | 1 | 02/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sadarrion Dejion Milton | 6851808 | 4 | 02/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Miguel Angel Rodriguez | 6355716 | 5 | 02/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan L Valentine | 2733351 | 1 | 02/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Jason Sanford | 6272145 | 3 | 02/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Asein Jordanee Rousell | 6803141 | 5 | 02/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Maxwell Wheeless | 6783347 | 4 | 02/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |