Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sherika Ralliford | 6797825 | 2 | 02/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mario Conrado Delacruz | 4684037 | 1 | 02/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jesse T Sausedo | 7609603 | 1 | 02/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benny Anders Nordahl | 6393388 | 3 | 02/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adriana T Martinez Sarson | 4741666 | 1 | 02/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory G Davlin | 6132655 | 2 | 02/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Jon La Plante | 6111242 | 3 | 02/01/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jane Theresa Williams | 6561899 | 3 | 02/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sonat Topuzoglu | 5054652 | 3 | 02/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sonat Topuzoglu | 5054652 | 3 | 02/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |