Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicholas Williams | 4866737 | 2 | 02/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Evan D Winters | 2656321 | 1 | 02/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karen T Soule | 2268958 | 2 | 02/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brenda Katherine Wilson Dedecker | 4166800 | 2 | 02/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Zachary Hernandez | 7023059 | 3 | 02/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Henry Hyun Choi | 6723549 | 3 | 02/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Maurice Harris | 2976393 | 7 | 02/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Mangual Schmitt | 6611608 | 2 | 02/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Mangual Schmitt | 6611608 | 2 | 02/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Dean Wiedower | 5511416 | 1 | 02/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |