Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sarah Beth Lovendahl-Pacheco | 4412687 | 1 | 02/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maxwell Chadwick Myrick | 4225539 | 1 | 02/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Fred Rossen | 1507009 | 1 | 02/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Clara Jane Harrell | 2025721 | 1 | 02/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kelly Antoinette Fiume | 2260713 | 1 | 02/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregg Mitsuo Kobashigawa | 2172452 | 1 | 02/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Nicholas King | 6765119 | 2 | 02/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bradley Thomas Murphy | 1477670 | 4 | 02/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Allen Douglis | 2351696 | 16 | 02/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Harry Albers | 2325 | 12 | 02/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |