Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric J Brisebois | 4160820 | 4 | 02/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Slater Hildebrand | 6157366 | 11 | 02/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Devin D Iafelice | 6636174 | 1 | 02/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Cameron Rooney | 3162049 | 2 | 02/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Martin Arduengo | 5040023 | 1 | 02/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charity Hope Hegel | 7133023 | 1 | 02/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephan O Reid | 6114534 | 1 | 02/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sheldon Hughes Reid | 1199417 | 9 | 02/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Scott Koalska | 1578113 | 6 | 02/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jedediah Elvin Dahl | 5517556 | 3 | 02/08/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |