Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Laura Grace Voigt | 6634581 | 4 | 02/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Cameron Rooney | 3162049 | 2 | 02/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Fiordaliza Beato | 6467312 | 1 | 02/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Raymond Mejia | 5339489 | 2 | 02/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Allen Douglis | 2351696 | 16 | 02/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Daniel Raymond | 6220829 | 1 | 02/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Dubuc | 5342427 | 1 | 02/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Robert Matlack | 1637398 | 3 | 02/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keith Lamont Russell | 1693314 | 1 | 02/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Craig Brinton | 5498737 | 3 | 02/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |