Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kelly Lynn Davison | 2697985 | 1 | 02/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Robert Barlow | 2924924 | 6 | 02/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jane Leeka Fruin | 1739129 | 1 | 02/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jamie Lynn Bigsby | 3276052 | 2 | 02/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dylan Patrick Grayson | 5404044 | 5 | 02/12/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Justin Thomas Horsch | 6947821 | 1 | 02/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dari Dariush Rachedi | 1916745 | 1 | 02/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Scott Small | 1134412 | 3 | 02/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Arthur Carnathan | 2614538 | 1 | 02/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Priyank P Rana | 6605077 | 1 | 02/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |