Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Deanna Rae Conerly | 6485628 | 4 | 02/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Toby David Mitchell | 4248628 | 4 | 02/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erek Reynolds | 5340921 | 4 | 02/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John P Bergmann | 2699869 | 2 | 02/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Joseph Marki | 5408716 | 2 | 02/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael P Gopie | 5758354 | 6 | 02/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amanda G Smith | 5929806 | 2 | 02/17/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Joseph Eugene Thompson | 5030101 | 3 | 02/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas A Adducci | 7041516 | 2 | 02/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alana Rose McMillan | 2740792 | 4 | 02/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |