Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Olga R Taggart | 5271543 | 1 | 02/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Lane McDonald | 2720049 | 10 | 02/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Howard Fuog | 2821882 | 4 | 02/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Noreen E Decker | 1756345 | 2 | 02/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Julie Maria Lane | 2578227 | 1 | 02/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Robert Brown | 2174400 | 1 | 02/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jarret W McFarland | 6384787 | 2 | 02/19/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Blake Northup Jordan | 4390380 | 1 | 02/19/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bernard James Braudis | 1739556 | 7 | 02/19/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Luis Arismendy Torres | 6021454 | 2 | 02/19/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |