Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| L M Ross | 6102180 | 1 | 02/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lindsay Edwards | 6562771 | 1 | 02/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Chan | 2732388 | 5 | 02/22/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Pene Sue Shoemaker | 5948922 | 1 | 02/22/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Linda S Zelek | 4761182 | 2 | 02/22/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Franklin L Stowe | 6631576 | 1 | 02/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Darren Barnhart Woomer | 2572752 | 2 | 02/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kiley Sorale Demery | 4422517 | 1 | 02/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erek Reynolds | 5340921 | 4 | 02/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wesley David Mar | 1328556 | 3 | 02/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |