Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Frederick Homsher | 1999370 | 3 | 02/25/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marc Robert Engelman | 1702369 | 2 | 02/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexis Enrique Medina Tovar | 6110101 | 1 | 02/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Treasa Anne Smith | 5893632 | 1 | 02/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Donniecia Cummings | 6656093 | 1 | 02/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steve Cheol Kim | 4537269 | 1 | 02/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Lee Turbeville | 7218974 | 1 | 02/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Scott Wagner | 6263358 | 1 | 02/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Howard Fuog | 2821882 | 4 | 02/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gaetan Jude Gagne | 1722083 | 4 | 02/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |