Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Yeghishe Ayvazyan | 4602218 | 4 | 02/25/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karen Lynn Nance | 4439205 | 4 | 02/25/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Raimie L Hodges | 6458103 | 1 | 02/25/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Michael Pulliam | 2224237 | 3 | 02/25/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lakaiia E Williams | 6441541 | 1 | 02/25/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon Paul Stymiest | 5020924 | 8 | 02/25/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Teanna L Anderson | 6628382 | 1 | 02/25/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Louis Loureiro | 5908259 | 3 | 02/25/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Louis Loureiro | 5908259 | 3 | 02/25/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Christopher Straub | 3246391 | 1 | 02/25/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |