Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric W Krogstad | 2269477 | 1 | 02/28/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Ronald Gagnon | 2346176 | 3 | 02/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yeghishe Ayvazyan | 4602218 | 4 | 02/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Justin Taylor | 7246870 | 1 | 02/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Charles Duffy | 4984086 | 1 | 02/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Miriam Ortiz Cruz | 6210438 | 1 | 02/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Teressa Lea Rambo | 2255734 | 1 | 02/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jung Dae Kim | 3135110 | 2 | 02/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Luz Curiel | 4228651 | 1 | 02/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dalton Eugene Sheffield | 1238248 | 3 | 02/27/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |