Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Amber Michelle Rosenthal | 7130906 | 1 | 03/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Ralph Bryant | 6638916 | 4 | 03/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ann Marie White | 4505180 | 2 | 03/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William M Neaves | 5897236 | 1 | 03/01/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jason Farouk | 5959305 | 1 | 03/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cherie Lynette Harris | 4824267 | 6 | 03/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cherie Lynette Harris | 4824267 | 6 | 03/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Adao Tejada | 1528467 | 1 | 03/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mario Valverde | 6552222 | 1 | 02/28/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hector A Sanchez | 5399946 | 2 | 02/28/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |