Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Guillermo Ariza | 4254809 | 7 | 03/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Addison Shoaf | 6227866 | 6 | 03/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jocelyn McGregor | 5652537 | 11 | 03/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Todd Murr | 5683975 | 1 | 03/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Morse O'Neill | 7097767 | 1 | 03/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Fandetti | 6934662 | 1 | 03/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sarai Keturah Shelton | 6197339 | 1 | 03/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Solmaria Cruzado | 6517730 | 1 | 03/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Gomez | 6102192 | 1 | 03/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Asein Jordanee Rousell | 6803141 | 5 | 03/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |