Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Chan | 2732388 | 5 | 03/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alec Jay Biederman | 6626546 | 2 | 03/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David James Vezina | 2898565 | 1 | 03/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gabriel Antonio Sanjurjo | 6462440 | 1 | 03/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sandra Marie Sulik | 2210297 | 6 | 03/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicole E Yates | 5836124 | 2 | 03/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christian A Paul | 4325429 | 5 | 03/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Sean Moore | 6648584 | 1 | 03/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christi Lynn Barnes | 2341473 | 3 | 03/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jack Wayne Frid | 214338 | 4 | 03/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |