Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Courtenay J Satterwhite | 5764469 | 1 | 03/04/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erica A Webber | 3062431 | 2 | 03/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cherena Cherell Wiggins | 5870017 | 1 | 03/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eduardo Sosa | 5101767 | 3 | 03/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Luann Kingsley | 5627180 | 1 | 03/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon Paul Stymiest | 5020924 | 8 | 03/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vyn H Gordon | 6635986 | 2 | 03/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carl David Newton | 5471594 | 1 | 03/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Williams | 1920236 | 2 | 03/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Chan | 2732388 | 5 | 03/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |