Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brad Jeffery Playford | 5501055 | 1 | 11/15/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anis Dridi | 5711136 | 1 | 11/13/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Beau Eugene Bauer | 5914596 | 1 | 11/02/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Godwin Joyce | 6120859 | 1 | 10/30/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lance Abram Hubbell | 7022135 | 1 | 10/30/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Korina Leslie Adams | 7276125 | 1 | 10/23/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Lawrence Mieras | 2850648 | 4 | 10/23/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brent J Green | 7655135 | 1 | 10/19/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mollyc Marie Cataldo | 6759200 | 1 | 10/18/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Luis Parcemon Cano | 6627981 | 3 | 10/14/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |