Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Michael Terrion | 4054437 | 1 | 12/28/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alexis Louise Trapp | 6569297 | 1 | 12/25/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Matthew Sesko | 7608512 | 2 | 12/23/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Deandre Lewis | 6507012 | 1 | 12/21/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert William Fort | 2505390 | 2 | 12/21/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bradley Alan Harder | 4432075 | 1 | 12/13/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Conor M Fitzpatrick | 6077877 | 2 | 12/12/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ty Robert Hyde | 7803584 | 1 | 12/12/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew J Paule | 7909652 | 1 | 12/01/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew Rocco Szewc | 7269057 | 1 | 11/25/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |